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Lumixus Global Securities Ltd is a U.S.–registered securities and trading-infrastructure firm headquartered at One Tabor Center, Denver, Colorado.

Licensed under the U.S. Securities and Exchange Commission (SEC) and registered with FinCEN MSB, we provide compliant, transparent, and technology-driven market access across U.S. and Canadian markets.

Our Canadian subsidiary, Lumixus Canada Securities Ltd, headquartered at ONE60 Elgin, Ottawa, Ontario, supports national investor services, education, research, and cross-border regulatory coordination.

+1 (647) 930 7520
info@lumixus.com
www.lumixus.com
U.S. Headquarters
One Tabor Center 1200 17th Street Denver, Colorado, USA
Canada Office
ONE60 Elgin 160 Elgin Street Ottawa, Ontario K2P 2P7, Canada

Commitment To Clients

Response within 1–2 business days

Timely support for all retail, institutional, and API-related inquiries.

Dedicated support for brokers & institutions

Specialized onboarding for broker-dealers, quant funds, and trading firms.

Secure infrastructure for real-time reporting

Protected by SOC 2 Type II, ISO 27001, and cross-border clearing safeguards.

Our Executive Teams

Joel Langdon Reeves

CEO

20+ years cross-border asset management, family trust specialist

Matthias Dorenfeld

CIO

25+ years in global investments, ex-Deutsche Bank & Allianz GI

Daniel Wu

CTO

Fintech & AI expert, ex-SGX Technology Director

Emily Carter

CRO

Compliance specialist, ex-UK FCA & Deloitte

Luca Moretti

COO

Operations leader, ex-Morgan Stanley Europe

Sophia Nguyen

CCO & GC

Dual-qualified lawyer (U.S./SE Asia), trust & tax structuring

Lumixus Global Securities Ltd is a U.S. registered private investment company (SEC Form D, CIK 0002099471) and Money Services Business registered with FinCEN (MSB #31000315366324).

Headquartered in Denver, Colorado, with a fully owned Canadian subsidiary in Ottawa, Ontario, Lumixus provides investment advisory services and financial solutions across U.S. and Canadian markets.

We serve accredited investors, quantitative funds, and institutional clients with transparent, compliant, and technology-driven investment services.

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Regulatory Compliance Notice

Lumixus Global Securities Ltd (“Lumixus”, “we”, “us”) is committed to maintaining robust regulatory, anti-money laundering (AML), and counter-terrorist financing (CTF) compliance programs consistent with U.S. and Canadian legal standards.

SEC & FINCEN Compliance

Lumixus is registered with the U.S. Securities and Exchange Commission (Form D, CIK 0002099471) as a private investment company and complies with applicable U.S. securities laws, rules, and reporting obligations.
Lumixus is registered with the Financial Crimes Enforcement Network (FinCEN) as a Money Services Business (MSB #31000315366324) and adheres to AML/CTF regulations under the Bank Secrecy Act (BSA), including customer identification, transaction monitoring, and suspicious activity reporting.
We maintain operational transparency and full compliance with applicable regulatory requirements.
Important Notice: Lumixus is not a registered broker-dealer. We do not offer securities brokerage services to the public. Investments involve risk and are not SIPC insured.

Canadian Compliance

Lumixus Canada Securities Ltd complies with AML/CTF laws administered by FINTRAC.
Client assets are managed with segregated custody standards and transparent reporting practices.

Cross-Border Regulatory Cooperation

We cooperate with relevant regulatory authorities in the U.S. and Canada and provide required reporting in accordance with applicable securities and AML regulations.
Lumixus may be subject to audits, information requests, or reporting obligations as required under federal, state, or provincial law.

Legal Reservation

Lumixus reserves the right to amend this statement at any time to reflect changes in regulations, compliance requirements, or operational obligations.
Clients and website users are encouraged to review this statement periodically.

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