Our Services

Scope of Services

At Lumixus, we deliver regulated, technology-driven investment research and advisory services across U.S. and Canadian equities, ETFs, futures, and options markets, supported by institutional-grade analytics and AI-enabled risk management.

Disclaimer:

Lumixus Global Securities Ltd is a private investment company and Money Services Business. We are not a registered broker-dealer with FINRA. We do not offer securities brokerage or trading services to the public.

Our services are available only to accredited investors and institutional clients as defined by U.S. securities regulations.

Investments involve risk, including possible loss of principal. Client funds are not SIPC insured.

For more information about our registration status:

  • SEC Form D: CIK 0002099471
  • FinCEN MSB: #31000315366324

U.S. & Canadian Equities / ETFs Research

  • Research coverage of NASDAQ, NYSE, Cboe, TSX, and major Canadian exchanges
  • Real-time market analysis and investment insights
  • Support for institutional and accredited investor clients
  • Cross-border investment advisory services
  • Real-time market data and analytics

Futures & Options Research & Advisory

  • Global futures & options market research
  • Institutional-grade derivatives analysis
  • AI-powered risk assessment and portfolio monitoring
  • Multi-asset hedging strategy advisory
  • Derivatives portfolio risk management

Data & Analytics Services for Institutional Clients

  • Data API for quantitative research and analysis
  • Market data and research integration services
  • Quantitative research and analytics support
  • Institutional client onboarding & compliance solutions
  • Cross-border investment advisory for institutional clients

Lumixus Global Securities Ltd is a U.S. registered private investment company (SEC Form D, CIK 0002099471) and Money Services Business registered with FinCEN (MSB #31000315366324).

Headquartered in Denver, Colorado, with a fully owned Canadian subsidiary in Ottawa, Ontario, Lumixus provides investment advisory services and financial solutions across U.S. and Canadian markets.

We serve accredited investors, quantitative funds, and institutional clients with transparent, compliant, and technology-driven investment services.

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Contact Us

  • U.S. Headquarters:
    One Tabor Center 1200 17th Street Denver, Colorado, USA
  • Canada Office:
    ONE60 Elgin 160 Elgin Street Ottawa, Ontario K2P 2P7, Canada
  • info@lumixus.com
  • www.lumixus.com

Regulatory Compliance Notice

Lumixus Global Securities Ltd (“Lumixus”, “we”, “us”) is committed to maintaining robust regulatory, anti-money laundering (AML), and counter-terrorist financing (CTF) compliance programs consistent with U.S. and Canadian legal standards.

SEC & FINCEN Compliance

  • Lumixus is registered with the U.S. Securities and Exchange Commission (Form D, CIK 0002099471) as a private investment company and complies with applicable U.S. securities laws, rules, and reporting obligations.

  • Lumixus is registered with the Financial Crimes Enforcement Network (FinCEN) as a Money Services Business (MSB #31000315366324) and adheres to AML/CTF regulations under the Bank Secrecy Act (BSA), including customer identification, transaction monitoring, and suspicious activity reporting.

  • We maintain operational transparency and full compliance with applicable regulatory requirements.

  • Important Notice: Lumixus is not a registered broker-dealer. We do not offer securities brokerage services to the public. Investments involve risk and are not SIPC insured.

Canadian Compliance

  • Lumixus Canada Securities Ltd complies with AML/CTF laws administered by FINTRAC.

  • Client assets are managed with segregated custody standards and transparent reporting practices.

Cross-Border Regulatory Cooperation

  • We cooperate with relevant regulatory authorities in the U.S. and Canada and provide required reporting in accordance with applicable securities and AML regulations.
  • Lumixus may be subject to audits, information requests, or reporting obligations as required under federal, state, or provincial law.

     

Legal Reservation

Lumixus reserves the right to amend this statement at any time to reflect changes in regulations, compliance requirements, or operational obligations.
 Clients and website users are encouraged to review this statement periodically.

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